SECTION .0400 ‑ REGISTRATION OF SECURITIES

18 NCAC 06A .0401         FORMS

18 NCAC 06A .0402         FEES

18 NCAC 06A .0403         SPONSORSHIP BY DEALER

18 NCAC 06A .0404         METHOD OF SPONSORSHIP

18 NCAC 06A .0405         CONFORMATION OF REGISTRATION

18 NCAC 06A .0406         FAILURE TO FURNISH INFORMATION

18 NCAC 06A .0407         PUBLIC INFORMATION

History Note:        Authority G.S. 78A‑2(2); 78A‑28(b); 78A‑29(b)(2); 78A‑49(a); 78A‑50(c); 132‑1.1;

Eff. February 1, 1976;

Repealed Eff. April 1, 1981.